Regulatory Compliance Manager

About us: Wise Wolves Corporation and its affiliated entities provide a full range of regulated financial services designed to enhance client competitiveness and maximise investment performance. Currently we are looking for Regulatory Compliance Manager for one of our main businesses. 

Responsibilities:
• Develop and implement an effective regulatory compliance program across the organization
• Establish and maintain a robust internal controls framework and monitor adherence to regulatory requirements
• Draft, review, update and implement company policies, procedures and compliance manuals
• Conduct compliance and business-wide risk assessments to identify regulatory, operational and conduct risks and recommend mitigation measures
• Monitor compliance with applicable laws, regulations, directives and industry standards, including CySEC and MiFID II requirements
• Ensure the effective implementation of governance, conduct and investor protection frameworks
• Provide timely updates to employees and management regarding changes in legal and regulatory requirements
• Proactively review processes, controls and business practices to identify compliance gaps and weaknesses
• Conduct periodic compliance monitoring reviews, inspections and desk-based assessments
• Investigate and escalate potential regulatory breaches, incidents and control deficiencies
• Deliver compliance training and awareness programs on existing and new regulatory obligations
• Provide ongoing regulatory advice and guidance to management and employees across business functions
• Keep abreast of local and international regulatory developments, standards and best practices
• Oversee the timely and accurate submission of all required regulatory reports, filings and notifications
• Prepare compliance reports for senior management, the Board and regulatory authorities as required
• Liaise with external auditors, legal advisors and regulatory bodies when necessary

Requirements:
• Proven experience as a Compliance Manager or in a similar regulatory compliance role
• Strong knowledge of regulatory frameworks applicable to investment firms and financial services companies
• Solid knowledge of MiFID II, CySEC rules and relevant European regulatory requirements
• Sound understanding of internal control frameworks, governance and compliance monitoring practices
• Familiarity with industry standards, regulatory reporting obligations and professional best practices
• High level of integrity, professional ethics and sound business judgment
• Excellent communication, stakeholder management and teamwork skills
• Strong attention to detail and analytical mindset
• BSc/BA in Law, Finance, Business Administration or a related field
• CySEC Advanced certification is a must
• Fluent English; Greek is a strong advantage
• Experience in risk management, internal controls or regulatory reporting is an advantage